On March 12, 2025, the U.S. Securities and Exchange Commission (SEC) issued a no-action letter to Latham & Watkins LLP, providing interpretive guidance on verifying accredited investor status under Rule…
Streamlining digital identity, investment onboarding, and compliance verification
iCapital is revolutionizing the way financial institutions manage client data. Simplify KYC/KYB, AML, and 506(c) Accreditation compliance processes, while enhancing customer onboarding experiences, and excelling in regulatory compliance.
*formerly Parallel Markets.
Solving the Continual KYC Problem
iCapital is committed to providing market leading solutions for Wealth and Asset managers to address risk management obligations. With iCapital’s KYC/AML Solutions, clients can now leverage a turnkey onboarding solution for all fund investors across institutional and wealth management channels, and create a universal, reusable investor identity to be used across the platform.
Our approach combines compliance rigor with innovative technology, ensuring our clients can manage complex data efficiently while maintaining high standards of client service and helping to stay compliant with evolving regulations.
Services and Solutions
White-Glove Onboarding
& KYC Services
Automate data and document collection from institutional clients and individuals. Provide your team with the total visibility needed to review and actively monitor compliance flags, ensuring continuous compliance with regulatory obligations.
Transparent KYB
& Corporate Onboarding
Deliver a seamless onboarding experience for corporate entities. With intuitive beneficial owner mapping and complete set of tools, your compliance team can intake new clients in days, not weeks.
506(c) Accreditation Services
Provide issuers with a streamlined and transparent process to verify investor status, enabling them to expand their investor base and simplify the capital raising process. With over $25 billion raised to date.
iCapital Investor Passport
Create a universal reusable investor identity that can be used across the platform, saving time and valuable resources.
Know-Your-Client (KYC)
Solutions
Automated data and document collection built for investors and high-value clients
Know-Your-Business (KYB) Solutions
Automated data and document collection built for institutional clients & entities
506(c) Accreditation Solutions
Automated accredited investor verification with 100% regulatory safe harbor
Benefits of Using iCapital’s KYC/AML Solutions
Efficient
Dramatically improve onboarding, reducing entity onboarding from an average of weeks to just one day.
Maintain full control of the due diligence process with a full suite of KYC, KYB, and AML tools that blend thoroughness and simplicity.
Utilize a comprehensive case management dashboard for reviewing flags and easy decisioning.
Configurable
Customize workflows to capture a wide range of documents and data dynamically, depending on region and risk.
Align fully managed onboarding experiences with your brand or build a personalized flow with our powerful APIs.
Leverage cutting-edge technology such as ID documents scanning, liveness detection, public-private records match, global sanctions screening, and automated ultimate beneficial owner mapping.
Compliant
Facilitate requirements of Section 326 of US Patriot Act, Bank Secrecy Act, and FINRA Rule 3310.
Collect and maintain data required for FinCEN’s Customer Due Diligence (CDD) Rule.
Get continuous (24/7) sanctions, PEPs, and Negative News monitoring with real-time alerting.
Reusable
Provide a true turnkey onboarding solution for all fund investors across institutional and wealth management channels.
Create a universal reusable investor identity which can be used across the platform.
Eliminate duplicative investor profiles and compliance checks saving time and resources for alternative investments.
To Learn More About the iCapital KYC/AML Solutions
Powering the Global Alternatives Marketplace
The world’s premier asset management firms, banks and wirehouses accelerate their alternative distribution efforts with iCapital’s digital technology.
Powering Financial Advisors’ Access to Alternatives
Many of the industry’s top fund managers rely on iCapital’s distribution to scale their fundraising on our Flagship Platform.
Powering Wealth Management’s Growth
Leveraging iCapital’s technology platform helps top wealth managers deliver high-quality alternatives investment opportunities to their clients with efficiency and ease.
Featured Articles
Beyond 60/40 Video: Episode 37
Enterprise Software and Tech UX
Beyond 60/40 Video: Episode 37 Filmed live in Arizona at iCapital CONNECT 2025, the premier alternative investments conference, Anastasia Amoroso, iCapital Chief Investment Strategist, leads conversations on this episode of…
Beyond 60/40
APRIL 2025
WELCOME TO OUR MONTHLY NEWSLETTER. 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 The source for navigating the world of alternative investments Since the announcement and delay in the implementation of reciprocal tariffs by the Trump administration,…
With the first quarter of 2025 behind us, we thought it was an appropriate time to provide an update on FinCEN’s AML rule for RIAs and ERAs. As we get…
IMPORTANT INFORMATION
iCapital and its affiliates provide various services through a number of affiliated entities – please refer to Certain iCapital Entities for a full list of entities. iCapital entities are collectively referred to as “iCapital”, and they all are affiliated with iCapital, Inc. and Institutional Capital Network, Inc. Among these affiliates, iCapital Markets LLC (“iCapital Markets”), an SEC-registered broker-dealer, member FINRA and SIPC, offers securities products and services. The registrations and memberships listed in Certain iCapital Entities in no way imply that the SEC, FINRA, or SIPC have endorsed any of the entities, products, or services provided by iCapital. Additional information is available upon request.
This website is for informational purposes only. This website is the property of iCapital and may not be shared, reproduced in any form, or referred to in any other publication, without express written permission of iCapital.
This website and any information included on it are not intended, and may not be relied on in any manner, as legal, tax or investment advice, a recommendation, or as an offer to sell, a solicitation of an offer to purchase or a recommendation of any interest in any fund or security. Financial products, including investment funds and structured investments, are complex and may be speculative and are not suitable for all investors. You should consult your personal accounting, tax and legal advisors to understand the implications of any investment specific to your personal financial situation. This website and the information contained on it is not intended to, and does not, address the financial objectives, situation or specific needs of any specific investor.
iCapital and iCapital Network are registered trademarks of Institutional Capital Network, Inc.
