• Callable Yield Notes (Yield): Seek to provide regular payments that are fixed or contingent on the performance of an underlying reference asset(s) with some level of downside protection
• Digital Return Notes (Growth): Designed to offer fixed payments contingent on the performance of an underlying reference asset(s), with the option of leverage on the upside or absolute return/dual directional features
• Accelerated Barrier Notes (Growth): Seek to provide upside participation with some level of downside protection on the performance of an underlying reference asset(s)
• Auto-callable Step-up (Growth): Designed to offer a predetermined premium payment if called early or paid at maturity if the underlying reference asset(s) is above a pre-set threshold
• Issuer Protected Notes (Protection): Seek to provide market exposure for risk-averse investors
Structured investments are designed to deliver unique risk/return profiles, allowing advisors to customize investment solutions specifically for their clients. This includes offerings linked to:
• Broad-based indices
• ETFs
• Single stocks
• Interest rates
• FX
• Commodities
• Hybrid and others
iCapital partners with market-leading banks to provide the widest variety of calendar and custom structured investments to advisors and their clients. In 2023, iCapital distributed over $10.3B in structured investments to RIAs, wirehouses, banks, and independent broker-dealers.
Our Structured Investments Offering
STRUCTURED NOTES
Structured notes, also called market-linked notes, seek to provide investors with a wide variety of protection features, while also providing enhanced yield and/or upside participation. The three most common categories of notes are yield, growth, and protection.
MARKET-LINKED CDs
Like Issuer protected notes, market-linked CDs employ specific structures to generate upside performance and provide downside protection. Since these investments are bank-issued CDs, there is the added protection of FDIC insurance up to applicable investor limits.
BENEFITS
Comprehensive Offering
Access to 15+ issuers and over 50 structures designed for yield, enhanced returns along with customized downside protection
Flexibility
Able to build calendars and customize structures for wealth managers based on needs and market conditions
Competitive Pricing
Comprehensive offering and relationships across the industry help us deliver competitive pricing
Full Life Cycle Management
Proactive management of structures across the full life cycle, from idea generation through maturity
To learn more about iCapital’s defined outcome solutions:
Securities products and services are offered by iCapital Markets LLC, a registered broker-dealer, member FINRA and SIPC, and an affiliate of iCapital, Inc. These registrations and memberships in no way imply that the SEC, FINRA, or SIPC have endorsed any of the entities, products, or services discussed herein. Alaia Capital LLC and m+ funds are affiliated with iCapital Markets LLC. “iCapital” and “iCapital Network” are registered trademarks of Institutional Capital Network, Inc.
Issuers of Structured Investments
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