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STRUCTURED INVESTMENTS

Customized Individual Structures Designed to Better Target a Client’s Objectives

Structured investments are designed to deliver unique risk/return profiles, allowing advisors to customize investment solutions specifically for their clients.

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iCapital Partners with Market-Leading Banks

To provide the widest variety of calendar and custom structured investments to advisors and their clients. In 2023, iCapital distributed over $10.3B in structured investments to RIAs, wirehouses, banks, and independent broker-dealers. Offerings linked to:

Broad-Based Indices

Single Stocks

Commodities

Interest Rates

ETFs and FX

Hybrid and Others

Our Structured Investments Offering

Structured Notes

Structured notes, also called market-linked notes, seek to provide investors with a wide variety of protection features, while also providing enhanced yield and/or upside participation. The three most common categories of notes are yield, growth, and protection.

Callable Yield Notes (Yield): Seek to provide regular payments that are fixed or contingent on the performance of an underlying reference asset(s) with some level of downside protection

Digital Return Notes (Growth): Designed to offer fixed payments contingent on the performance of an underlying reference asset(s), with the option of leverage on the upside or absolute return/dual directional features

Accelerated Barrier Notes (Growth): Seek to provide upside participation with some level of downside protection on the performance of an underlying reference asset(s)

Auto-callable Step-up (Growth): Designed to offer a predetermined premium payment if called early or paid at maturity if the underlying reference asset(s) is above a pre-set threshold

Issuer Protected Notes (Protection): Seek to provide market exposure for risk-averse investors

Market-Linked CDs

Like Issuer protected notes, market-linked CDs employ specific structures to generate upside performance and provide downside protection. Since these investments are bank-issued CDs, there is the added protection of FDIC insurance up to applicable investor limits.

Callable Yield CD (Income): Seek to provide access to ongoing coupons paid at predetermined intervals

Accelerated Growth CD (Growth): Designed to offer upside participation with downside protection

Auto-callable Step-up CD (Growth): Designed to offer a predetermined coupon if called early or fixed payment if held to maturity

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Comprehensive Offering

Access to 15+ issuers and over 50 structures designed for yield, enhanced returns along with customized downside protection

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Flexibility

Able to build calendars and customize structures for wealth managers based on needs and market conditions

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Competitive Pricing

Comprehensive offering and relationships across the industry help us deliver competitive pricing

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Full Life Cycle Management

Proactive management of structures across the full life cycle, from idea generation through maturity

Issuers of Structured Investments

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To Learn More About iCapital’s Structured Investment Solutions

Request an Introductory Call
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Powering the Global Alternatives Marketplace

The world’s premier asset management firms, banks and wirehouses accelerate their alternative distribution efforts with iCapital’s digital technology.

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Powering Financial Advisors’ Access to Alternatives

Many of the industry’s top fund managers rely on iCapital’s distribution to scale their fundraising on our Flagship Platform.

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Powering Wealth Management’s Growth

Leveraging iCapital’s technology platform helps top wealth managers deliver high-quality alternatives investment opportunities to their clients with efficiency and ease.

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Securities products and services are offered by iCapital Markets LLC, a registered broker-dealer, member FINRA and SIPC, and an affiliate of iCapital, Inc. These registrations and memberships in no way imply that the SEC, FINRA, or SIPC have endorsed any of the entities, products, or services discussed herein. Alaia Capital LLC and m+ funds are affiliated with iCapital Markets LLC. “iCapital” and “iCapital Network” are registered trademarks of Institutional Capital Network, Inc.