On March 12, 2025, the U.S. Securities and Exchange Commission (SEC) issued a no-action letter to Latham & Watkins LLP, providing interpretive guidance on verifying accredited investor status under Rule…
Simplified Access to Defined Outcomes
m+ funds provide a defined outcome return on a specified ETF at a specified maturity date. The funds are intended to provide investors enhanced control over investment results, compared to other alternatives, with a predetermined amount of downside protection, enhanced upside, or both.
Why m+ funds?
Learn about the goal of m+ funds, their distinct categories, design principles, how advisors are deploying the funds in a portfolio setting, and more.
Benefits of m+ funds?
All m+ funds are registered under the Investment Company Act of 1940 and are publicly offered funds that:
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Are built on a fiduciary framework1
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Provide daily liquidity at the fund’s net-asset-value (NAV)
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Contain no corporate or bank credit issues
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Are not listed on any securities exchange
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Can be customized to meet certain objectives
m+ Family of Funds
Preservation
Aim to help investors concerned about market losses maintain market exposure or invest excess cash.
Buffered
Provide investors with a buffer against market losses with limited participation in market gains.
Growth
Seek to enhance market gains with full downside participation.
Structures for Different Investor Needs
To Learn More About iCapital’s m+ funds Solutions
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Powering Wealth Management’s Growth
Leveraging iCapital’s technology platform helps top wealth managers deliver high-quality alternatives investment opportunities to their clients with efficiency and ease.
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Key Takeaways Record issuance: 2024 saw structured investment sales volumes on iCapital reach an unprecedented $84.5 billion, marking a 42% year-over-year increase.1 Favorable market dynamics: Strong equity performance and a…
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1. m+ funds hold a static portfolio of exchange listed assets (exchange listed options backed by the Options Clearing Corp) in a 40 Act Registered fund (“UIT”) whereby Alaia Capital LLC is a “Portfolio Consultant” to the Trust
Securities products and services are offered by iCapital Markets LLC, a registered broker-dealer, member FINRA and SIPC, and an affiliate of iCapital, Inc. These registrations and memberships in no way imply that the SEC, FINRA, or SIPC have endorsed any of the entities, products, or services discussed herein. Alaia Capital LLC and m+ funds are affiliated with iCapital Markets LLC. “iCapital” and “iCapital Network” are registered trademarks of Institutional Capital Network, Inc.
