AML/KYC, Built to Scale
Reduce onboarding friction, eliminate repetitive reviews, and grow your business with a portable, reusable AML/KYC solution built for wealth managers, asset managers, and other financial institutions operating at scale.
What Identity Solutions Delivers
Faster onboarding without cutting corners
Reduce delays and NIGOs by capturing the right information upfront and avoiding duplicate requests.
Consistency across investors, entities, and jurisdictions
Apply a standardized approach to AML/KYC so reviews don’t vary by team, fund, or platform.
Support complex ownership structures with confidence
Handle institutional investors and multi‑layered entities without slowing down approvals.
Designed for evolving regulatory expectations
Keep investor profiles up-to-date with changing regulations, without starting over or chasing updates.
Client-Operated AML/KYC Technology
(tech only)
- Smarter, adaptive data collection
- Cleaner onboarding with fewer NIGOs
- Reusable investor identity across investments
- Ongoing screening and monitoring
iCapital AML/KYC Services
(tech + services)
- Expert‑led AML/KYC reviews
- Ongoing monitoring and refresh support
- Jurisdiction‑specific compliance coverage
- Reliance and representation letters
Supporting the alternatives industry
Asset Managers
A scalable AML/KYC approach that streamlines investor onboarding and ongoing oversight across funds, structures, and jurisdictions—reducing rework while maintaining consistency and control.
RIAs
A lifecycle‑based approach designed to help RIAs strengthen AML/KYC programs and prepare for evolving regulatory expectations—without adding unnecessary friction.
Platform Partners
A portable, reusable AML/KYC framework that enables consistent onboarding and oversight across participating firms—supporting scale, reuse, and visibility without duplicating effort.
A Data-First Approach to Pre-Trade Onboarding and AML/KYC
Transforming investor identity to unlock scale, speed, and compliance in alternatives.
IMPORTANT INFORMATION
iCapital and its affiliates provide various services through a number of affiliated entities – please refer to Certain iCapital Entities for a full list of entities. iCapital entities are collectively referred to as “iCapital”, and they all are affiliated with iCapital, Inc. and Institutional Capital Network, Inc. Among these affiliates, iCapital Markets LLC (“iCapital Markets”), an SEC-registered broker-dealer, member FINRA and SIPC, offers securities products and services. The registrations and memberships listed in Certain iCapital Entities in no way imply that the SEC, FINRA, or SIPC have endorsed any of the entities, products, or services provided by iCapital. Additional information is available upon request.
This website is for informational purposes only. This website is the property of iCapital and may not be shared, reproduced in any form, or referred to in any other publication, without express written permission of iCapital.
This website and any information included on it are not intended, and may not be relied on in any manner, as legal, tax or investment advice, a recommendation, or as an offer to sell, a solicitation of an offer to purchase or a recommendation of any interest in any fund or security. Financial products, including investment funds and structured investments, are complex and may be speculative and are not suitable for all investors. You should consult your personal accounting, tax and legal advisors to understand the implications of any investment specific to your personal financial situation. This website and the information contained on it is not intended to, and does not, address the financial objectives, situation or specific needs of any specific investor.
iCapital and iCapital Network are registered trademarks of Institutional Capital Network, Inc.
